News Release Directory
 

                      Securities Division News Releases
 
 
Commission to Weigh in on EPA Regional Haze Rules Affecting Arizona Generating Plants--March 12, 2013
Will file Amicus Brief in 9th Circuit case for Apache, Cholla and Coronado Plants, And Comments in EPA Proposal for Navajo Generating Station
 
 
Op-ed from the Corporation Commissioners to the Arizona Daily Star, February 12, 2013: 
 
 
Corporation Commission Warns Business Owners of False Solicitation--February 4, 2013
“Corporate Records Service” Not Affiliated with Arizona Corporation Commission
 
 
Commission Orders Stop to Multimillion-Dollar Promissory Note Scheme--January 30, 2013 
A Sanctions Others for Securities Violations 
 
Bob Stump Named Chairman of Corporation Commission--January 7, 2013
Bob Stump, Bob Burns, and Susan Bitter Smith Sworn-in to Begin Terms on Commission
 
 
Solar Installations Rise As Direct Utility Incentive Costs Fall--December 13, 2012
 
 
Commission Finds Former Stockbroker-Adviser Defrauded Investors--October 4, 2012
Also Sanctions Others for Unregistered Investment Sales Activity
 
Commission Halts Wind Energy Investment Scheme Before It Spreads--August 9, 2012 
Sanctions Others for Unregistered Investment Sales Activity
 
 
Commission Halts Multiple Unregistered Real Estate Investment Programs--April 12, 2012 
Also Fines Delaware Company for Selling Unregistered Securities Offering
 
 
 
 
 
 
 
Commission Sanctions Stockbroker, Former Stockbroker and Phoenix Businessman for Fraud--August 11, 2011
Also Encourages Investors to Ask and Check Before They Invest 
 
Commission Extinguishes Unregistered Offerings Before Investors Get Burned, Sanctions Others for Fraud--June 16, 2011 
Also Issues Warning About Private Securities Offerings
 
--May 4, 2011
Also Urges Caution about “Education” at Free-Meal Seminars
 
Commission Thwarts Fraudulent Sales of Unregistered Investments Totaling $8 Million--April 12, 2011
Also Revokes License-Registration of Investment Adviser-Stockbroker, Denies Application  

Commission Continues to Shutter Unregistered Real Estate Investments--March 16, 2011
Also Halts Fraudulent Sales of Brokered CDs Targeting Seniors, Shuts Down Unregistered Gold-Silver Mining Venture 

Commission Orders Restitution for Over 100 Investors Defrauded by Unregistered Investment Programs, Most Involving Real Estate--February 17, 2011

Commission Urges Caution for Gold Investors--January 27, 2011 

 

 

 

 

 

 

 

 

 

 

 

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