Arizona Corporation Commission:

Securities Division
Matthew J. Neubert - Director
1300 W. Washington St. 3^rd Floor
Phoenix, AZ 85007
(602) 542-4242
(866) 837-4399

Securities Division Contact Information

Mailing Address
Securities Division
Arizona Corporation Commission
1300 W. Washington St., 3^rd Floor
Phoenix, AZ 85007

Inquiries or complaints regarding investments, salesmen, investment advisers or securities
(602) 542-0662

Questions regarding licensing or registration of dealers, salesmen,

investment advisers, investment adviser representatives or securities

(602) 542-0326

Telephone Directory or General Inquiries
(602) 542-4242 or in-state toll free, 1-866-VERIFY-9 (837-4399)
SecuritiesDiv@azcc.gov

Media inquiries
(602) 542-0844