Frequently Asked Questions (FAQs)

What happens if I offer or sell an unregistered security?

How do I know if what I am buying or selling is a security?

When can I offer a security without registering the transaction with the Securities Division?

What is a covered security?

What is a private placement?

How do I find an attorney to answer my questions about securities?

Where can I get assistance with dealing with a corporation in which I own stock?

How do I find out if old stock certificates are worth anything?    

What happens if I've received a Notice of Opportunity for Hearing from the Securities Division of the Arizona Corporation Commission?

How can I find out about a case?

Securities Links

Securities Division Contact Information 

The information provided on this web site is not comprehensive, is not offered as legal advice, and is not a substitute for competent legal counsel.  The Securities Division provides this information to give you an overview of the topics discussed.   You should not rely on the accuracy of this information, but should carefully review all applicable statutes and regulations with the assistance of legal counsel.