Securities Division
Matthew J. Neubert - Director
1300 W. Washington St. 3rd Floor
Phoenix, AZ 85007
(602) 542-4242
(866) 837-4399
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Dealers/Salesmen: registration and renewal information and links to relevant statutes, rules, forms and exemption information.
 
Investment Advisers/Representatives:  license, notice filing and renewal information and links to relevant statutes, rules, forms and exemption information.
 
Securities: links to securities offering registration and exemption information.
 
Fees: fees required for certain filings in Arizona.
 
Forms: forms used for various filings.
 
 
 
 

 

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